Compliance Issue Management Analyst
Pay $50-$60hr
Duration 6 months +
Hybrid 1 day/week Jersey City
- Must have experience fixing control issues
Job Summary
This role will support the Compliance Issue Management team (CIM) to ensure the proper governance framework is in place and the timely input, accuracy and reporting of issues data. This role will directly utilize the AD Issues Tracker and interface with relevant stakeholders.
SCOPE
This role will report into the Head of Issues Management(link removed) This role and team will be responsible for compliance issues management from an A.D. perspective.
Responsibilities
- Assit the CIM team to oversee the use/application of the ADIssues Tracker (ADIT) system within CPAD and other compliance teams, ensure its consistent application and facilitate ongoing communication, escalation, and resolution process through standardized communication routines and tools.
- Assist CPADissueowners/managers through the ACR closure request process, facilitating communication with IAD validators and following up on open items for timely completion. When timely completion is not possible assess alternative options available (e.g. Extension request).
- Support the ongoing tracking and completion of compliance-relatedissues and resolution
- Assist in the data collection, aggregation and preparation of internal reporting to supportissuetracking within CPAD.
- Support the review, validation and registration ofmanagementself-identifiedissues (MSII) within the ADIT, assessing and recommendingissueseverity to drive expectations on resolution activities and timeliness
- Provide end-user support and training to CPAD and other compliance users, supporting additional oversight and 2LoD challenging routines required by policy
Experis
